Tuesday, December 5, 2023

Weekend Studying For Monetary Planners (March 4-5)

Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information that amid financial and market headwinds, the tempo of RIA M&A exercise was slower in January and February in comparison with the identical interval final 12 months. If this development continues, 2023 could be the primary 12 months in additional than a decade to see fewer transactions than the 12 months earlier than, although some business observers proceed to see important urge for food for offers.

Additionally in business information this week:

  • A latest FINRA arbitration ruling reaffirmed the power of brokers working within the impartial broker-dealer mannequin to take their purchasers with them after they change corporations
  • A bipartisan group of U.S. Senators is contemplating potential methods to shore up Social Safety, from elevating the retirement age to 70 to making a sovereign wealth fund

From there, now we have a number of articles on follow administration:

  • How advisory corporations can leverage their CRM software program to run a extra environment friendly follow
  • Greatest practices for corporations to think about when selecting coaching applications
  • Why getting again to fundamentals, notably in relation to choice making, might help corporations overcome difficult market circumstances

We even have a lot of articles on wealth:

  • What being ‘upper-middle class’ really means in greenback phrases
  • Why many shoppers overestimate the dimensions of the nest egg they might want to have a snug retirement
  • How advisors and purchasers may change their expectations for fixed-income investments as rates of interest and yields have risen

We wrap up with three last articles, all about taking motion:

  • Why making an attempt to dwell a life with ‘no regrets’ can hinder self-improvement
  • Why you will need to not let main ‘occasions’ distract from the general ‘journey’, whether or not it’s an interpersonal relationship or a shopper’s retirement
  • How a willingness to take imperfect actions might help drive advisory agency development

Benefit from the ‘gentle’ studying!

Learn Extra…

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